Risk and compliance automation.
Controls that run themselves, evidence that’s always ready, and a firm that can show it is in control.
compliance checksprivacycomplaintsaudit trailpolicies
> 01 / where are you today?
The compliance maturity ladder
Pick the level that sounds most like your team. You'll see the next step worth taking.
level 1Manual
what it looks like
Checklists in spreadsheets and evidence gathered at audit time.
what it costs you
Gaps found late, findings and stress.
→ next step
Map your obligations to controls and owners.
level 2Connected
what it looks like
A compliance calendar and shared folders.
what it costs you
Testing is sampled and slow, and evidence is scattered.
→ next step
Automate routine checks and evidence capture.
level 3Automated
what it looks like
Checks run continuously, exceptions are routed and evidence is filed as work happens.
what it costs you
Regulatory change tracking is still manual.
→ next step
Policy and regulatory change monitoring.
level 4AI-assisted
what it looks like
Documents and communications reviewed against your rules, with issues flagged early and explained.
what it costs you
AI itself needs governance.
→ next step
An AI use policy and model oversight.
> 02 / before and after
Systems do the routine. People make the calls.
01 obligations
before
In people’s heads
In people’s heads
after · your team
Mapped to controls and owners
Mapped to controls and owners
02 checks
before
Sampled quarterly
Sampled quarterly
after · automated
Run on every item
Run on every item
03 exceptions
before
Found at audit
Found at audit
after · automated
Flagged the same day
Flagged the same day
04 decisions
before
Made by people
Made by people
after · your team
Made by accountable people
Made by accountable people
05 evidence
before
Gathered in a rush
Gathered in a rush
after · automated
Captured as work happens
Captured as work happens
06 reporting
before
Assembled by hand
Assembled by hand
after · automated
Ready for the board any time
Ready for the board any time
> 03 / what to measure
Eight compliance metrics that matter
Control test coverage↑ control
Exceptions caught early↑ control
Time to close findings↓ time
Audit prep time↓ time
Complaints handled on time↑ trust
Privacy requests on time↑ trust
Policy attestations completed↑ control
Regulatory findings↓ risk
> 04 / by size
What changes with scale
growing businesses
Compliance is a binder and good intentions. Write down your obligations and automate the reminders and records.
established organizations
Regulators, auditors and a board. Continuous control testing, clear ownership and evidence on demand.
> 05 / where to start
Build it in this order
1 · risk/compliance-checksCompliance checksDocuments and messages checked against your rules.
2 · risk/privacy-requestsPrivacy requestsData requests logged and fulfilled on time.
3 · it/access-requestsJoiners and leavers accessAccess granted and removed on HR dates, logged.
4 · leadership/board-packLeadership packThe monthly pack assembled from live data.
See how compliance plays out in your sector on the industries matrix.
> 06 / questions
Risk and compliance automation, answered
Will automated controls satisfy our regulator?+
Regulators expect effective controls and evidence. Automation makes both more consistent. Accountability stays with your people.
What happens to the time we save?+
That's your call. Most teams put it into customers, growth and the projects they keep postponing.
> step 1 · 30 minutes · free
Be audit-ready every day, not just audit week.
You'll leave the call with three things worth fixing, whether or not we work together.